Leadership

With over 40 years of experience in innovation investment, Cathie founded ARK Investment Management LLC in 2014, specializing in Disruptive Innovation. As Chief Investment Officer, she drives ARK's investment philosophy, focusing on advancements like DNA sequencing, robotics, AI, energy storage, and blockchain. Previously, Cathie managed over $5 billion at AllianceBernstein and co-founded Tupelo Capital, overseeing about $800 million. Her career began at The Capital Group, followed by 18 years in various roles at Jennison Associates.

Recognized for her influence in finance, Cathie was featured in Bloomberg's 50 list in 2018, Fortune's Experts' Best Investing Advice in 2019, and received the 2016 "Women in Finance – Outstanding Contribution Award." She's been a speaker at global forums, including the World Economic Forum and Singularity University.

2018, Cathie launched the Duddy Innovation Institute at Notre Dame Academy, her alma mater. This institute provides a progressive educational experience, encouraging young women to explore knowledge beyond traditional boundaries.

Kellen joined ARK in April 2016. As ARK’s Corporate Counsel and Chief Compliance Officer, Kellen provides a full range of regulatory, compliance, and legal advice to ARK on all business matters.

Kellen began his career at the U.S Securities and Exchange Commission (“SEC”) as a Securities Compliance Examiner at the Office of Compliance, Inspections, and Examinations (“OCIE”) in the SEC’s New York regional office. After OCIE, Kellen was an Attorney-Adviser in the SEC’s Division of Investment Management’s Risk and Examinations Office. Subsequently, Kellen was a Management Consultant at Ernst & Young, LLP in the Wealth and Asset Management group. Kellen received his Bachelor of Science in Human and Organizational Development with a concentration in International Development from Vanderbilt University and his Juris Doctorate from Howard University School of Law. Kellen is licensed to practice law in New York and Georgia.

As Chief Marketing Officer, Lisa is responsible for implementing ARK’s global marketing strategy across all channels and partners, ensuring a cohesive brand and customer experience at every touchpoint. Lisa joined ARK in 2015 and has held key roles within ARK’s marketing team, overseeing global brand, communications, and public relations.

Before ARK, Lisa worked for five years at the Pioneer Companies, a national commercial real estate organization headquartered in Syracuse, New York. Lisa collaborated with all departments to design and implement marketing strategies across platforms that built brand recognition and fostered business development. Lisa received a Bachelor of Arts in Sociology and Anthropology from Colgate University and was a Division I Women’s Varsity Ice Hockey program member. She also received a Master of Science in New Media Management from Syracuse University’s Newhouse School of Public Communications.

As ARK Investment Management's CFO and CSO, Paul oversees the company's financial and strategic operations. His duties as CFO include managing reporting, treasury, accounting, tax, and financial controls. As CSO, he aligns financial strategies with the firm's growth, involving initiatives, potential acquisitions, and new products. He examines adjacent asset classes to extend ARK's brand and financial strategy, ensuring the firm's financial health and strategic adaptability. Paul joined ARK in 2021.

Previously, Paul was the CFO of ORIX USA, managing assets worth about $80 billion. His roles at ORIX spanned M&A advisory, real estate, and equities. A CPA with extensive experience in M&A, tax, and corporate development, Paul began his career at Ernst and Young, LLP. He holds a Bachelor's degree in Accounting and a Master's in Tax from Baylor University.

Besides his professional role, Paul contributes to the community. He serves on the board of Healing Hand Ministries, supports the Retina Foundation of the Southwest, and advises Family Gateway, aiding homeless families.

Dr. David Bodde, Professor Emeritus at Clemson University, specializes in teaching students how to leverage technology for innovation and entrepreneurship. His focus areas include managing risks in new ventures, open architecture innovation, and new venture investment.

Dr. Bodde's extensive professional background includes roles as Vice President of the Midwest Research Institute, Assistant Director of the U.S. Congressional Budget Office, and Deputy Assistant Secretary in the Department of Energy. He also contributes his expertise to various public and private company boards.

He holds a Doctor of Business Administration from Harvard University (1976), Master of Science degrees in nuclear engineering (1972) and management (1973) from MIT, and a Bachelor of Science from West Point (1965). A veteran, Dr. Bodde served in the United States Army in Vietnam.

Engaged with inner-city Christian missions, creating job opportunities for low-income individuals, his work centers on fostering a sense of responsibility and community among these individuals and their families.

As Managing Director, Caitlin oversees daily operations, strategic partnership opportunities, corporate governance, and grant and gift issuance. Caitlin also serves as the Chairman-designate of the ARK Education Initiative.

Caitlin has experience in education as a former teacher, holds a Masters in Clinical Psychology, and is currently working towards her licensure as a psychologist specializing in Child & Adolescent Development. Caitlin has prior experience serving local and national nonprofit organizations, including Junior Achievement, Big Brothers Big Sisters, and Prevent Child Abuse America.